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STANDARD BIOTOOLS INC. — Director's Dealing 2014
Aug 11, 2014
32853_dirs_2014-08-11_a5884dfe-44f4-4952-9116-cd96a6e5df31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2014-08-07
Reporting Person: JOG VIKRAM (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-07 | Common Stock | M | 841 | $14.60 | Acquired | 1131 | Direct |
| 2014-08-07 | Common Stock | M | 145 | $8.3732 | Acquired | 1276 | Direct |
| 2014-08-07 | Common Stock | M | 866 | $15.49 | Acquired | 2142 | Direct |
| 2014-08-07 | Common Stock | M | 1881 | $16.73 | Acquired | 4023 | Direct |
| 2014-08-07 | Common Stock | S | 3733 | $26.34 | Disposed | 290 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-07 | Employee Stock Option (Right to Buy) | $14.6 | M | 841 | Disposed | 2021-05-17 | Common Stock (841.0) | Direct |
| 2014-08-07 | Employee Stock Option (Right to Buy) | $8.3732 | M | 145 | Disposed | 2021-01-04 | Common Stock (145.0) | Direct |
| 2014-08-07 | Employee Stock Option (Right to Buy) | $15.49 | M | 866 | Disposed | 2022-02-17 | Common Stock (866.0) | Direct |
| 2014-08-07 | Employee Stock Option (Right to Buy) | $16.73 | M | 1881 | Disposed | 2023-02-15 | Common Stock (1881.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2061 | Indirect |
Footnotes
F1: Shares held indirectly by the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F2: The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
F3: 1/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
F4: The shares subject to the Option fully vested on April 1, 2014.
F5: 1/48th of the shares subject to the Option vested on February 17, 2012 and 1/48th of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016.
F6: 1/48th of the shares subject to the Option vested on February 1, 2013 and 1/48th of the shares subject to the Option vested on March 1, 2013 and each month thereafter, such that the Option will be fully vested on January 1, 2017.