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STANDARD BIOTOOLS INC. — Director's Dealing 2014
Nov 12, 2014
32853_dirs_2014-11-12_454d7226-3c48-4b7d-895c-216a3e620af0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2014-11-07
Reporting Person: Yow Mai Chan (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-07 | Common Stock | M | 1300 | $14.60 | Acquired | 2116 | Direct |
| 2014-11-07 | Common Stock | S | 1300 | $29.2596 | Disposed | 816 | Direct |
| 2014-11-10 | Common Stock | M | 8700 | $14.60 | Acquired | 9516 | Direct |
| 2014-11-10 | Common Stock | S | 8700 | $29.0038 | Disposed | 816 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-07 | Employee Stock Option (Right to Buy) | $14.6 | M | 1300 | Disposed | 2021-05-17 | Common Stock (1300.0) | Direct |
| 2014-11-10 | Employee Stock Option (Right to Buy) | $14.6 | M | 8700 | Disposed | 2021-05-17 | Common Stock (8700.0) | Direct |
Footnotes
F1: The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on August 22, 2014.
F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4: 1/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.