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STANDARD BIOTOOLS INC. — Director's Dealing 2014
Dec 3, 2014
32853_dirs_2014-12-03_fdf850c9-4dad-4c2e-9372-4715154b384f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2014-12-01
Reporting Person: Worthington Gajus Vincent (Director, PRESIDENT & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-01 | Common Stock | M | 4508 | $4.4461 | Acquired | 7888 | Direct |
| 2014-12-01 | Common Stock | M | 1492 | $4.4461 | Acquired | 9380 | Direct |
| 2014-12-01 | Common Stock | S | 6000 | $30.0315 | Disposed | 3380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-01 | Employee Stock Option (Right to Buy) | $4.4461 | M | 4508 | Disposed | 2017-05-07 | Common Stock (4508.0) | Direct |
| 2014-12-01 | Employee Stock Option (Right to Buy) | $4.4461 | M | 1492 | Disposed | 2017-05-07 | Common Stock (1492.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 33029 | Indirect |
Footnotes
F1: Shares held directly by the Worthington Family Trust dated March 6, 2007, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
F2: The sales reported by Mr. Worthington were effected pursuant to a Rule 10b5-1 trading plan adopted on August 29, 2014.
F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $29.705 to $30.315, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4: The shares subject to the Option fully vested on February 1, 2009.
F5: The shares subject to the Option fully vested on May 1, 2010.