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STANDARD BIOTOOLS INC. — Director's Dealing 2014
Oct 28, 2014
32853_dirs_2014-10-28_40f44b9d-3ce3-4a2b-886e-c46157a079e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2014-10-24
Reporting Person: Yow Mai Chan (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-24 | Common Stock | M | 2913 | $8.3732 | Acquired | 3729 | Direct |
| 2014-10-24 | Common Stock | M | 5780 | $8.3732 | Acquired | 9509 | Direct |
| 2014-10-24 | Common Stock | M | 1307 | $14.60 | Acquired | 10816 | Direct |
| 2014-10-24 | Common Stock | S | 10000 | $28 | Disposed | 816 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-24 | Employee Stock Option (Right to Buy) | $8.3732 | M | 2913 | Disposed | 2021-01-04 | Common Stock (2913.0) | Direct |
| 2014-10-24 | Employee Stock Option (Right to Buy) | $8.3732 | M | 5780 | Disposed | 2021-01-04 | Common Stock (5780.0) | Direct |
| 2014-10-24 | Employee Stock Option (Right to Buy) | $14.6 | M | 1307 | Disposed | 2021-05-17 | Common Stock (1307.0) | Direct |
Footnotes
F1: The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on August 22, 2014.
F2: The shares subject to the Option fully vested on April 1, 2014.
F3: 1/48th of the shares subject to the Option vested on June 18, 2011 and 1/48th of the shares subject to the Option vest each month thereafter, such that the Option will be fully vested on May 18, 2015.
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