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STANDARD BIOTOOLS INC. — Director's Dealing 2014
Mar 11, 2014
32853_dirs_2014-03-11_85df04ce-9d47-40b0-8699-0fa424ea179f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2014-03-07
Reporting Person: JOG VIKRAM (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-07 | Common Stock | M | 1477 | $15.49 | Acquired | 1477 | Direct |
| 2014-03-07 | Common Stock | M | 2473 | $16.73 | Acquired | 3950 | Direct |
| 2014-03-07 | Common Stock | S | 3950 | $48.26 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-07 | Employee Stock Option (Right to Buy) | $15.49 | M | 1477 | Disposed | 2022-02-17 | Common Stock (1477) | Direct |
| 2014-03-07 | Employee Stock Option (Right to Buy) | $16.73 | M | 2473 | Disposed | 2023-02-15 | Common Stock (2473) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2061 | Indirect |
Footnotes
F1: Shares held indirectly by the Vikram and Pratima Family Trust dated June 23, 2009.
F2: The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
F3: 1/48th of the shares subject to the Option vested on February 17, 2012 and 1/48th of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016.
F4: 1/48th of the shares subject to the Option vested on February 1, 2013 and 1/48th of the shares subject to the Option vested on March 1, 2013 and each month thereafter, such that the Option will be fully vested on January 1, 2017.