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STANDARD BIOTOOLS INC. Director's Dealing 2014

Mar 18, 2014

32853_dirs_2014-03-18_ffb3621a-8995-42a4-a06a-50cbdeb5b536.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2014-03-14

Reporting Person: Smith William Maxwell (EVP, LEGAL AFFAIRS & GC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-17 Common Stock M 1431 $2.422 Acquired 1431 Direct
2014-03-17 Common Stock M 1569 $3.3908 Acquired 3000 Direct
2014-03-17 Common Stock S 3000 $47.76 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-03-14 Employee Stock Option (Right to Buy) $47.55 A 14000 Acquired 2024-03-14 Common Stock (14000) Direct
2014-03-14 Restricted Stock Units $ A 5600 Acquired Common Stock (5600) Direct
2014-03-17 Employee Stock Option (Right to Buy) $2.422 M 1431 Disposed 2014-04-18 Common Stock (1431) Direct
2014-03-17 Employee Stock Option (Right to Buy) $3.3908 M 1569 Disposed 2015-01-17 Common Stock (1569) Direct

Footnotes

F1: The sales reported by Mr. Smith were effected pursuant to a Rule 10b5-1 trading plan adopted on November 27, 2013.

F2: 1/48th of the shares subject to the Option vest monthly beginning January 1, 2014.

F3: Each Restricted Stock Unit represents the contingent right to receive one share of FLDM common stock upon vesting of the unit.

F4: 4/48th of the total number of shares underlying the Restricted Stock Units granted will vest on May 20, 2014, and 3/48th of the total number of shares underlying the Restricted Stock Units granted will vest every three months thereafter until fully vested, subject to recipient's continued employment through the applicable vest date.

F5: The shares subject to the Option fully vested on January 1, 2008.

F6: The shares subject to the Option fully vested on January 18, 2009.