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STANDARD BIOTOOLS INC. Director's Dealing 2013

Sep 5, 2013

32853_dirs_2013-09-05_2b62f9a8-62ce-4065-a070-1ae89829017e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2013-09-03

Reporting Person: Smith William Maxwell (EVP, LEGAL AFFAIRS & GC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-03 Common Stock M 5000 $4.4461 Acquired 5000 Direct
2013-09-03 Common Stock S 5000 $20.436 Disposed 0 Direct
2013-09-03 Common Stock M 2000 $15.49 Acquired 2000 Direct
2013-09-03 Common Stock S 2000 $20.3746 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-03 Employee Stock Option (Right to Buy) $4.4461 M 5000 Disposed 2017-05-07 Common Stock (5000) Direct
2013-09-03 Employee Stock Option (Right to Buy) $15.49 M 2000 Disposed 2022-02-17 Common Stock (2000) Direct

Footnotes

F1: The sales reported by Mr. Smith were effected pursuant to a Rule 10b5-1 trading plan adopted on November 28, 2012.

F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $20.23 to $20.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $20.22 to $20.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

F4: The shares subject to the Option fully vested on May 1, 2011.

F5: 1/48 of the shares subject to the Option vested on the date of grant and 1/48 of the shares subject to the Option vested on March 1, 2012 and each month thereafter, such that the Option will be fully vested on January 1, 2016.