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STANDARD BIOTOOLS INC. — Director's Dealing 2013
Dec 11, 2013
32853_dirs_2013-12-11_fdc9ac01-af4b-4279-b54a-2b19bbb5c4b3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2013-12-09
Reporting Person: JOG VIKRAM (CHIEF FINANCIAL OFFICER)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-09 | Common Stock | M | 362 | $8.3732 | Acquired | 362 | Direct |
| 2013-12-09 | Common Stock | M | 1685 | $8.3732 | Acquired | 2047 | Direct |
| 2013-12-09 | Common Stock | M | 1910 | $16.73 | Acquired | 3957 | Direct |
| 2013-12-09 | Common Stock | S | 3957 | $32.72 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-09 | Employee Stock Option (Right to Buy) | $8.3732 | M | 362 | Disposed | 2021-01-04 | Common Stock (362) | Direct |
| 2013-12-09 | Employee Stock Option (Right to Buy) | $8.3732 | M | 1685 | Disposed | 2021-01-04 | Common Stock (1685) | Direct |
| 2013-12-09 | Employee Stock Option (Right to Buy) | $16.73 | M | 1910 | Disposed | 2023-02-15 | Common Stock (1910) | Direct |
Footnotes
F1: The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
F2: 70% of the shares subject to the Option vested on March 10, 2011, 25% of the remaining 30% of the shares subject to the Option vested on April 1, 2011 and 1/48 of the remaining unvested shares subject to the Option vest each month thereafter, such that the Option will be fully vested on April 1, 2014.
F3: 1/48 of the shares subject to the Option vested on February 1, 2013 and 1/48 of the shares subject to the Option vested on March 1, 2013 and each month thereafter, such that the Option will be fully vested on January 1, 2017.