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STANDARD BIOTOOLS INC. — Director's Dealing 2013
Feb 5, 2013
32853_dirs_2013-02-05_6cd9fa40-6f1f-4de1-96f7-dbf7b486f176.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2013-02-01
Reporting Person: JONES ROBERT C (EVP, RESEARCH & DEVELOPMENT)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-01 | Common Stock | M | 208 | $4.4461 | Acquired | 208 | Direct |
| 2013-02-01 | Common Stock | S | 208 | $16.6601 | Disposed | 0 | Direct |
| 2013-02-01 | Common Stock | M | 6729 | $4.4461 | Acquired | 6729 | Direct |
| 2013-02-01 | Common Stock | S | 6729 | $16.6107 | Disposed | 0 | Direct |
| 2013-02-04 | Common Stock | M | 47 | $4.4461 | Acquired | 47 | Direct |
| 2013-02-04 | Common Stock | S | 47 | $16.51 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-01 | Employee Stock Option (Right to Buy) | $4.4461 | M | 208 | Disposed | 2018-04-23 | Common Stock (208) | Direct |
| 2013-02-01 | Employee Stock Option (Right to Buy) | $4.4461 | M | 6729 | Disposed | 2018-04-23 | Common Stock (6729) | Direct |
| 2013-02-04 | Employee Stock Option (Right to Buy) | $4.4461 | M | 47 | Disposed | 2018-04-23 | Common Stock (47) | Direct |
Footnotes
F1: The sales reported by Mr. Jones were effected pursuant to a Rule 10b5-1 trading plan adopted on February 24, 2012.
F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.40 to $16.77, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The shares subject to the Option fully vested on March 22, 2010.
F4: The Option was originally granted on April 23, 2008 and was re-granted on December 23, 2009 as part of the Issuer's option repricing. 6,089 shares subject to the Option were vested as of the re-grant date, an additional 1,652 shares vested on December 31, 2011 and 172 shares vest monthly thereafter.