AI assistant
STANDARD BIOTOOLS INC. — Director's Dealing 2013
Mar 6, 2013
32853_dirs_2013-03-06_2144a078-9160-403f-8c38-b097b948bcaf.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2013-03-04
Reporting Person: Yow Mai Chan (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-04 | Common Stock | M | 2673 | $4.0828 | Acquired | 2673 | Direct |
| 2013-03-04 | Common Stock | S | 2673 | $17.7502 | Disposed | 0 | Direct |
| 2013-03-04 | Common Stock | M | 27327 | $4.4461 | Acquired | 27327 | Direct |
| 2013-03-04 | Common Stock | S | 27327 | $18.1867 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-04 | Employee Stock Option (Right to Buy) | $4.0828 | M | 361 | Disposed | 2019-11-17 | Common Stock (361) | Direct |
| 2013-03-04 | Employee Stock Option (Right to Buy) | $4.0828 | M | 2312 | Disposed | 2019-11-17 | Common Stock (2312) | Direct |
| 2013-03-04 | Employee Stock Option (Right to Buy) | $4.4461 | M | 4744 | Disposed | 2017-05-07 | Common Stock (4744) | Direct |
| 2013-03-04 | Employee Stock Option (Right to Buy) | $4.4461 | M | 8257 | Disposed | 2018-04-23 | Common Stock (8257) | Direct |
| 2013-03-04 | Employee Stock Option (Right to Buy) | $4.4461 | M | 8257 | Disposed | 2018-04-23 | Common Stock (8257) | Direct |
| 2013-03-04 | Employee Stock Option (Right to Buy) | $4.4461 | M | 6069 | Disposed | 2018-04-23 | Common Stock (6069) | Direct |
Footnotes
F1: The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on February 28, 2013.
F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $17.38 to $17.7933, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F3: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $17.40 to $18.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
F4: 70% of the shares subject to the Option vested on December 31, 2009, 25% of the remaining 30% of the shares subject to the Option vested on April 1, 2010 and 1/48th of the remaining unvested shares subject to the Option shall vest each month thereafter.
F5: The shares subject to the Option fully vested on December 31, 2012.
F6: 100% of the shares subject to the Option vested on May 1, 2010.
F7: The shares subject to the Option fully vested on May 1, 2012.
F8: The shares subject to the Option fully vested on March 31, 2012.
F9: 100% of the shares subject to the Option vested on March 22, 2010.