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STANDARD BIOTOOLS INC. — Director's Dealing 2011
Feb 17, 2011
32853_dirs_2011-02-17_d12a68d1-9172-497c-ad67-bb767123ed0c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2011-02-15
Reporting Person: Worthington Gajus Vincent (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-15 | Common Stock | X | 514 | — | Acquired | 375160.00 | Indirect |
| 2011-02-15 | Common Stock | F | 1 | $13.50 | Disposed | 375159.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-15 | Series E-1 Preferred Warrant (Right to Buy) | $0.02 | X | 515 | Disposed | Common Stock (515) | Indirect |
Footnotes
F1: Represents shares of Common Stock issued upon the exercise and subsequent conversion of a Warrant to purchase shares of Series E-1 Preferred Stock and has no expiration date.
F2: Not applicable.
F3: Gajus V. Worthington and Jami A. Worthington as TTEEs of the Worthington Family Trust UAD dated March 6, 2007 are the record holder of the securities reported.
F4: Each share of Series E-1 Preferred Stock automatically converted into one share of Common Stock on February 15, 2011, the closing date of the Issuer's initial public offering (the "Closing").
F5: The warrant was automatically net exercised immediately prior to the Closing.