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STANDARD BIOTOOLS INC. — Director's Dealing 2011
Feb 16, 2011
32853_dirs_2011-02-16_eb6eb0f7-09c7-40e8-8d4a-4c7572bae3a4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2011-02-14
Reporting Person: Loh Jeremy (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-15 | Common Stock | C | 1047955 | — | Acquired | 1047955 | Indirect |
| 2011-02-15 | Common Stock | C | 623531 | — | Acquired | 1671486 | Indirect |
| 2011-02-15 | Common Stock | C | 128025 | — | Acquired | 1799511 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-15 | Series E Preferred Stock | $ | C | 1047955 | Disposed | Common Stock (1047955) | Indirect | |
| 2011-02-15 | Series D Preferred Stock | $ | C | 623531 | Disposed | Common Stock (623531) | Indirect | |
| 2011-02-15 | Series C Preferred Stock | $ | C | 128025 | Disposed | Common Stock (125025) | Indirect |
Footnotes
F1: Represents shares of Common Stock issued upon conversion of shares of Series E Preferred Stock on a 1-for 1.300053676865 basis.
F2: Not applicable.
F3: Biomedical Sciences Investment Fund Pte Ltd is the record holder of the securities reported.
F4: EDB Investments Pte Ltd, or EDB Investments, is the parent entity of Biomedical Sciences Investment Fund Pte Ltd and Singapore Bio-Innovations Pte Ltd. The Economic Development Board of Singapore, or EDB, is the parent entity of EDB Investments. EDB is a Singapore government entity. EDB Investments, EDB and the Singapore government may be deemed to have shared voting and dispositive power over the shares owned beneficially and of record by Biomedical Sciences Investment Fund Pte Ltd and Singapore Bio-Innovations Pte Ltd. Jeremy Loh, the reporting person, is one of the Issuer's directors and a Vice President (Investments), San Francisco Center for EDB Investments Pte Ltd, Singapore. Dr. Loh disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
F5: Represents shares of Common Stock issued upon the conversion of shares of Series C Preferred Stock and Series D Preferred Stock on a 1-for-1 basis.
F6: Singapore Bio-Innovations Ptd Ltd is the record holder of the securities reported.
F7: Each share of Series E Preferred Stock converted into 1.300053676865 share of Common Stock on February 15, 2011 and has no expiration date.
F8: Each share of Series C Preferred Stock or Series D Preferred Stock converted into one share of Common Stock on February 15, 2011 and has no expiration date.