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STANDARD BIOTOOLS INC. — Director's Dealing 2011
Feb 17, 2011
32853_dirs_2011-02-17_1b48afd1-1dcf-4fb2-a717-2450edeb688d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2011-02-15
Reporting Person: VERSANT VENTURE CAPITAL I LP (10% Owner)
Reporting Person: VERSANT AFFILIATES FUND I-A LP (10% Owner)
Reporting Person: VERSANT AFFILIATES FUND I-B LP (10% Owner)
Reporting Person: VERSANT SIDE FUND I LP (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-15 | Common Stock | C | 2065 | — | Acquired | 2065.00 | Indirect |
| 2011-02-15 | Common Stock | C | 7297 | — | Acquired | 9362.00 | Indirect |
| 2011-02-15 | Common Stock | C | 6401 | — | Acquired | 15763.00 | Indirect |
| 2011-02-15 | Common Stock | C | 1769 | — | Acquired | 17532.00 | Indirect |
| 2011-02-15 | Common Stock | C | 5185 | — | Acquired | 22717.00 | Indirect |
| 2011-02-15 | Common Stock | C | 29190 | — | Acquired | 51907.00 | Indirect |
| 2011-02-15 | Common Stock | C | 13442 | — | Acquired | 65349 | Indirect |
| 2011-02-15 | Common Stock | C | 3715 | — | Acquired | 69064 | Indirect |
| 2011-02-15 | Common Stock | C | 2092 | — | Acquired | 71156 | Indirect |
| 2011-02-15 | Common Stock | C | 10425 | — | Acquired | 81581 | Indirect |
| 2011-02-15 | Common Stock | C | 5760 | — | Acquired | 87341 | Indirect |
| 2011-02-15 | Common Stock | C | 1592 | — | Acquired | 88933 | Indirect |
| 2011-02-15 | Common Stock | C | 103546 | — | Acquired | 192479 | Indirect |
| 2011-02-15 | Common Stock | C | 474354 | — | Acquired | 666833 | Indirect |
| 2011-02-15 | Common Stock | C | 294457 | — | Acquired | 961290 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-15 | Series E Preferred Stock | $ | C | 2065 | Disposed | Common Stock (2065) | Indirect | |
| 2011-02-15 | Series B Preferred Stock | $ | C | 7297 | Disposed | Common Stock (7297) | Indirect | |
| 2011-02-15 | Series C Preferred Stock | $ | C | 6401 | Disposed | Common Stock (6401) | Indirect | |
| 2011-02-15 | Series D Preferred Stock | $ | C | 1769 | Disposed | Common Stock (1769) | Indirect | |
| 2011-02-15 | Series E Preferred Stock | $ | C | 5185 | Disposed | Common Stock (5185) | Indirect | |
| 2011-02-15 | Series B Preferred Stock | $ | C | 29190 | Disposed | Common Stock (29190) | Indirect | |
| 2011-02-15 | Series C Preferred Stock | $ | C | 13442 | Disposed | Common Stock (13442) | Indirect | |
| 2011-02-15 | Series D Preferred Stock | $ | C | 3715 | Disposed | Common Stock (3715) | Indirect | |
| 2011-02-15 | Series E Preferred Stock | $ | C | 2092 | Disposed | Common Stock (2092) | Indirect | |
| 2011-02-15 | Series B Preferred Stock | $ | C | 10425 | Disposed | Common Stock (10425) | Indirect | |
| 2011-02-15 | Series C Preferred Stock | $ | C | 5760 | Disposed | Common Stock (5760) | Indirect | |
| 2011-02-15 | Series D Preferred Stock | $ | C | 1592 | Disposed | Common Stock (1592) | Indirect | |
| 2011-02-15 | Series E Preferred Stock | $ | C | 103546 | Disposed | Common Stock (103546) | Indirect | |
| 2011-02-15 | Series B Preferred Stock | $ | C | 474354 | Disposed | Common Stock (474354) | Indirect | |
| 2011-02-15 | Series C Preferred Stock | $ | C | 294457 | Disposed | Common Stock (294457) | Indirect |
Footnotes
F1: Represents shares of Common Stock issued upon conversion of shares of Series E Preferred Stock on a 1-for 1.300053676865 basis.
F2: Not applicable.
F3: Versant Affiliates Fund I-A, L.P., is the record holder of the securities reported.
F4: Voting and investment power over the shares directly held by Versant Venture Capital I, L.P., Versant Affiliates Fund I-A, L.P., Versant Affiliates Fund I-B, L.P., and Versant Side Fund I, L.P. is held by Versant Ventures I, LLC, their sole General Partner. Samuel D. Colella, the reporting person is a Managing Member of Versant Ventures I, LLC but he disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein. The individual Managing Members of Versant Ventures I, LLC are Brain G. Atwood, Samuel D. Colella, Ross A. Jaffe, William J. Link, Barbara N. Lubash, Donald B, Milder, and Rebecca B. Robertson, all of whom share voting and dispositive control. Each respective individual General Partner disclaims beneficial ownership of these shares, except to the extent of their pecuniary interest therein.
F5: Represents shares of Common Stock issued upon the conversion of shares of Series B Preferred, Stock Series C Preferred Stock, Series D Preferred Stock or Series E-1 Preferred Stock on a 1-for-1 basis.
F6: Versant Affiliates Fund I-B, L.P. is the record holder of the securities reported.
F7: Versant Side Fund I, L.P., is the record holder of the securities reported.
F8: Versant Venture Capital I, L.P., is the record holder of the securities reported.
F9: Each share of Series E Preferred Stock automatically converted into 1.300053676865 share of Common Stock on February 15, 2011 (the closing date of the Issuer's initial public offering (the "Closing), and has no expiration date.
F10: Each share of Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock or Series E-1 Preferred Stock automatically converted into one share of Common Stock on the Closing and has no expiration date.