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STANDARD BIOTOOLS INC. — Director's Dealing 2011
Feb 17, 2011
32853_dirs_2011-02-17_d41e3b28-bd8b-4987-b972-d1f94af51183.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2011-02-15
Reporting Person: JOG VIKRAM (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-15 | Common Stock | X | 2064 | — | Acquired | 2064.00 | Indirect |
| 2011-02-15 | Common Stock | F | 3 | $13.50 | Disposed | 2061.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-15 | Series E-1 Preferred Warrant (Right to Buy) | $0.02 | X | 2064 | Disposed | Common Stock (2064) | Indirect |
Footnotes
F1: Represents shares of Common Stock issued upon the exercise and subsequent conversion of a Warrant to purchase shares of Series E-1 Preferred Stock and has no expiration date.
F2: Not applicable.
F3: The Vikram and Pratima Jog Family Trust U/A dated June 23, 2009 is the record holder of the securities reported. Vikram and Pratima Jog are trustees of the Vikram and Pratima Family Trust U/A dated June 23, 2009.
F4: Each share of Series E-1 Preferred Stock automatically converted into one share of Common Stock on February 15, 2011, the closing date of the Issuer's initial public offering (the "Closing").
F5: The warrant was automatically net exercised immediately prior to the Closing.