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STANDARD BIOTOOLS INC. — Director's Dealing 2011
Sep 21, 2011
32853_dirs_2011-09-21_432b57f5-bca5-4301-a78c-4c9ebc70df30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FLUIDIGM CORP (FLDM)
CIK: 0001162194
Period of Report: 2011-09-19
Reporting Person: Yow Mai Chan (VP, WW Mfg & MD-Singapore)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-19 | Common Stock | M | 5093 | $4.08 | Acquired | 5093.00 | Direct |
| 2011-09-19 | Common Stock | S | 5093 | $14.4204 | Disposed | 0.00 | Direct |
| 2011-09-19 | Common Stock | M | 3468 | $4.08 | Acquired | 3468.00 | Direct |
| 2011-09-19 | Common Stock | S | 3468 | $14.4204 | Disposed | 0.00 | Direct |
| 2011-09-19 | Common Stock | M | 4772 | $3.39 | Acquired | 4772.00 | Direct |
| 2011-09-19 | Common Stock | S | 4772 | $14.4204 | Disposed | 0.00 | Direct |
| 2011-09-19 | Common Stock | M | 6667 | $4.45 | Acquired | 6667.00 | Direct |
| 2011-09-19 | Common Stock | S | 6667 | $14.4204 | Disposed | 0.00 | Direct |
| 2011-09-20 | Common Stock | M | 20000 | $3.39 | Acquired | 20000.00 | Direct |
| 2011-09-20 | Common Stock | S | 20000 | $14.6172 | Disposed | 0.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-19 | Employee Stock Option (Right to Buy) | $4.08 | M | 5093 | Disposed | 2019-11-17 | Common Stock (5093) | Direct |
| 2011-09-19 | Employee Stock Option (Right to Buy) | $4.08 | M | 3468 | Disposed | 2019-11-17 | Common Stock (3468) | Direct |
| 2011-09-19 | Employee Stock Option (Right to Buy) | $3.39 | M | 4772 | Disposed | 2015-08-02 | Common Stock (4772) | Direct |
| 2011-09-19 | Employee Stock Option (Right to Buy) | $4.45 | M | 6667 | Disposed | 2016-09-26 | Common Stock (6667) | Direct |
| 2011-09-20 | Employee Stock Option (Right to Buy) | $3.39 | M | 20000 | Disposed | 2015-08-02 | Common Stock (20000) | Direct |
Footnotes
F1: The sales reported by Ms. Yow were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2011.
F2: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares acquired. These shares were purchased in multiple transactions at prices ranging from $14.12 to $14.59, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F3: 70% of the shares subject to the Option vested on December 31, 2009, 25% of the remaining 30% of the shares subject to the Option vested on April 1, 2010 and 1/48th of the remaining unvested shares subject to the Option shall vest each month thereafter.
F4: 60% of the shares subject to the Option vested on December 31, 2009 and the remaining shares shall vest on December 31, 2012.
F5: 100% of the shares subject to the Option vested on June 8, 2009.
F6: 100% of the shares subject to the Option vested on December 27, 2010.
F7: The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares acquired. These shares were purchased in multiple transactions at prices ranging from $14.27 to $14.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.