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STAAR SURGICAL CO — Director's Dealing 2025
Mar 12, 2025
31996_dirs_2025-03-11_c4a510dd-e9a8-4c29-983c-1147aa29e7f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2025-03-07
Reporting Person: Williams Patrick F. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-03-07 | Common Stock | M | 2614 | — | Acquired | 40953 | Direct |
| 2025-03-07 | Common Stock | M | 3075 | — | Acquired | 44028 | Direct |
| 2025-03-10 | Common Stock | M | 4061 | — | Acquired | 48089 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-03-07 | Performance Stock Units | $0 | M | 2614 | Disposed | Common Stock (2614) | Direct | |
| 2025-03-07 | Restricted Stock Units | $0 | M | 3075 | Disposed | Common Stock (3075) | Direct | |
| 2025-03-10 | Restricted Stock Units | $0 | M | 4061 | Disposed | Common Stock (4061) | Direct |
Footnotes
F1: Reflects performance stock units (PSUs) granted to the Reporting Person on March 7, 2022, based on the Corporation's performance relative to pre-established financial metrics. These PSUs vested as to 1/3 (2,614 shares) on March 7, 2023, 1/3 (2,614 shares) on March 7, 2024, and 1/3 (2,614 shares) on March 7, 2025.
F2: Reflects restricted stock units (RSUs) granted to the Reporting Person on March 7, 2022. These RSUs vested as to 1/3 (3,075 shares) on March 7, 2023, 1/3 (3,075 shares) on March 7, 2024, and 1/3 (3,075 shares) on March 7, 2025.
F3: Reflects RSUs granted to the Reporting Person on March 10, 2023. These RSUs vested as to 1/3 (4,061 shares) on March 10, 2024, 1/3 (4,061 shares) on March 10, 2025, and will vest as to the remaining 1/3 (4,062 shares) on March 10, 2026.
F4: Includes previously granted RSUs, which are subject to future vesting.
F5: Each PSU and RSU represents the right to receive one share of the Corporation's common stock upon vesting.