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STAAR SURGICAL CO Director's Dealing 2024

Jan 6, 2024

31996_dirs_2024-01-05_1993a250-0aaf-4e57-89c6-488efea11b2c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2024-01-03

Reporting Person: BROADWOOD PARTNERS, L.P. (10% Owner)
Reporting Person: BROADWOOD CAPITAL INC (10% Owner)
Reporting Person: BRADSHER NEAL C (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-01-03 Common Stock P 6573 $28.928 Acquired 10544408 Direct
2024-01-03 Common Stock P 0 Acquired 10544408 Indirect
2024-01-04 Common Stock P 63246 $28.9059 Acquired 10607654 Direct
2024-01-04 Common Stock P 0 Acquired 10607654 Indirect
2024-01-05 Common Stock P 156634 $28.4762 Acquired 10764288 Direct
2024-01-05 Common Stock P 0 Acquired 10764288 Indirect
2024-01-05 Common Stock P 100 $28.895 Acquired 10764388 Direct
2024-01-05 Common Stock P 0 Acquired 10764388 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 25900 Direct

Footnotes

F1: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: This constitutes the weighted average purchase price. The prices range from $28.85 to $28.99. The Reporting Person will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: This constitutes the weighted average purchase price. The prices range from $28.74 to $28.99. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: This constitutes the weighted average purchase price. The prices range from $27.88 to $28.82. The Reporting Person will provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F5: These securities are directly owned by Neal C. Bradsher.