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STAAR SURGICAL CO — Director's Dealing 2021
May 12, 2021
31996_dirs_2021-05-12_2ca1d24c-317b-4f61-a37f-ee9ef23b776b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-05-10
Reporting Person: Francese James E (Sr. VP, Comm. Ops., NA, APAC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | M | 2158 | $7.35 | Acquired | 54788 | Direct |
| 2021-05-10 | Common Stock | M | 9425 | $7.52 | Acquired | 64213 | Direct |
| 2021-05-10 | Common Stock | S | 11583 | $125.72 | Disposed | 52630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock Options | $7.35 | M | 2158 | Disposed | 2025-04-06 | Common Stock (2158) | Direct |
| 2021-05-10 | Common Stock Options | $7.52 | M | 9425 | Disposed | 2026-03-17 | Common Stock (9425) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.25 to $130.64, inclusive.
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