STAAR SURGICAL CO — Director's Dealing 2021

Jun 2, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-05-27

Reporting Person: BROADWOOD PARTNERS, L.P. (10% Owner)
Reporting Person: BROADWOOD CAPITAL INC (10% Owner)
Reporting Person: BRADSHER NEAL C (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-27	Common Stock	S	47571	$143.42	Disposed	9278614	Direct
2021-05-27	Common Stock	S	0	—	Disposed	9278614	Indirect
2021-05-28	Common Stock	S	217693	$147.43	Disposed	9060921	Direct
2021-05-28	Common Stock	S	0	—	Disposed	9060921	Indirect
2021-06-01	Common Stock	S	1014	$146.36	Disposed	9059907	Direct
2021-06-01	Common Stock	S	0	—	Disposed	9059907	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25900	Direct

Footnotes

F1: The reported securities are directly owned by Broadwood Partners, L.P. ("Broadwood Partners") and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2: This constitutes the weighted average sale price. The prices range from $141.93 to $145.39. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff (the "SEC Staff"), the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: This constitutes the weighted average sale price. The prices range from $144.05 to $149.99. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: This constitutes the weighted average sale price. The prices range from $146.02 to $146.95. The Reporting Persons will provide upon request by the SEC Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: These securities are directly owned by Neal C. Bradsher.