STAAR SURGICAL CO — Director's Dealing 2021

Oct 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2021-10-01

Reporting Person: BROADWOOD PARTNERS, L.P. (10% Owner)
Reporting Person: BRADSHER NEAL C (10% Owner)
Reporting Person: BROADWOOD CAPITAL INC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-01	Common Stock	J	71577	—	Disposed	8592007	Direct
2021-10-01	Common Stock	J	0	—	Disposed	8592007	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25900	Direct

Footnotes

F1: The shares were transferred to certain limited partners in Broadwood Partners, L.P. ("Broadwood Partners"). No shares were sold by Broadwood Partners.

F2: The reported securities are directly owned by Broadwood Partners and may be deemed to be indirectly beneficially owned by: (i) Broadwood Capital, Inc. ("Broadwood Capital") as General Partner of Broadwood Partners; and (ii) Neal C. Bradsher as President of Broadwood Capital. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: These securities are directly owned by Neal C. Bradsher.