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STAAR SURGICAL CO — Director's Dealing 2020
May 14, 2020
31996_dirs_2020-05-13_c6e35228-0f62-40a8-89ae-73772dc16d87.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-05-11
Reporting Person: Hansen Graydon C. (Sr. VP, Global Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock | S | 3437 | $39.02 | Disposed | 16022 | Direct |
| 2020-05-11 | Common Stock | M | 6741 | $9.30 | Acquired | 22763 | Direct |
| 2020-05-11 | Common Stock | S | 2860 | $39.04 | Disposed | 19903 | Direct |
| 2020-05-11 | Common Stock | M | 4862 | $15.25 | Acquired | 24765 | Direct |
| 2020-05-11 | Common Stock | S | 3473 | $39.02 | Disposed | 21292 | Direct |
| 2020-05-11 | Common Stock | M | 8680 | $16.15 | Acquired | 29972 | Direct |
| 2020-05-11 | Common Stock | S | 8419 | $39.01 | Disposed | 21553 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock Options | $9.30 | M | 6741 | Disposed | 2027-03-20 | Common Stock (6741) | Direct |
| 2020-05-11 | Common Stock Options | $15.25 | M | 4862 | Disposed | 2027-11-12 | Common Stock (4862) | Direct |
| 2020-05-11 | Common Stock Options | $16.15 | M | 8680 | Disposed | 2028-03-14 | Common Stock (8680) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.03, inclusive.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.01 to $39.06, inclusive.
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