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STAAR SURGICAL CO — Director's Dealing 2020
May 14, 2020
31996_dirs_2020-05-13_0dcc42d6-54f3-4e9a-8ad9-9542dbc64284.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-05-11
Reporting Person: Francese James E (Sr. VP, Comm. Ops., NA, APAC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock | M | 8000 | $7.35 | Acquired | 52466 | Direct |
| 2020-05-11 | Common Stock | M | 10856 | $15.54 | Acquired | 63322 | Direct |
| 2020-05-11 | Common Stock | S | 18856 | $39.06 | Disposed | 44466 | Direct |
| 2020-05-13 | Common Stock | M | 6667 | $5.34 | Acquired | 51133 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock Options | $7.35 | M | 8000 | Disposed | 2025-04-06 | Common Stock (8000) | Direct |
| 2020-05-11 | Common Stock Options | $15.54 | M | 10856 | Disposed | 2024-03-06 | Common Stock (10856) | Direct |
| 2020-05-13 | Common Stock Options | $5.34 | M | 6667 | Disposed | 2023-03-03 | Common Stock (6667) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.10, inclusive.
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