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STAAR SURGICAL CO Director's Dealing 2020

May 14, 2020

31996_dirs_2020-05-13_0dcc42d6-54f3-4e9a-8ad9-9542dbc64284.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-05-11

Reporting Person: Francese James E (Sr. VP, Comm. Ops., NA, APAC)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-11 Common Stock M 8000 $7.35 Acquired 52466 Direct
2020-05-11 Common Stock M 10856 $15.54 Acquired 63322 Direct
2020-05-11 Common Stock S 18856 $39.06 Disposed 44466 Direct
2020-05-13 Common Stock M 6667 $5.34 Acquired 51133 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-11 Common Stock Options $7.35 M 8000 Disposed 2025-04-06 Common Stock (8000) Direct
2020-05-11 Common Stock Options $15.54 M 10856 Disposed 2024-03-06 Common Stock (10856) Direct
2020-05-13 Common Stock Options $5.34 M 6667 Disposed 2023-03-03 Common Stock (6667) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.10, inclusive.