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STAAR SURGICAL CO — Director's Dealing 2020
May 14, 2020
31996_dirs_2020-05-13_bbc99d2b-82df-4ac7-b57b-a6b40a632011.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-05-11
Reporting Person: Hayashida Jon K. (VP, Global Clinical, Medical)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock | M | 21294 | $9.30 | Acquired | 32088 | Direct |
| 2020-05-11 | Common Stock | M | 19178 | $7.52 | Acquired | 51266 | Direct |
| 2020-05-11 | Common Stock | M | 6091 | $8.64 | Acquired | 57357 | Direct |
| 2020-05-11 | Common Stock | S | 46563 | $39.11 | Disposed | 10794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-11 | Common Stock Options | $9.30 | A | 21294 | Acquired | 2027-03-20 | Common Stock (21294) | Direct |
| 2020-05-11 | Common Stock Options | $7.52 | A | 19178 | Acquired | 2026-03-17 | Common Stock (19178) | Direct |
| 2020-05-11 | Common Stock Options | $8.64 | A | 6091 | Acquired | 2025-07-26 | Common Stock (6091) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.89 to $39.10, inclusive.
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