STAAR SURGICAL CO — Director's Dealing 2020

May 26, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-05-21

Reporting Person: Gesten Samuel J (Chief Legal Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-21	Common Stock	A	20000	$5.34	Acquired	61185	Direct
2020-05-21	Common Stock	A	20000	$7.35	Acquired	81185	Direct
2020-05-21	Common Stock	A	20000	$7.52	Acquired	101185	Direct
2020-05-21	Common Stock	A	21875	$9.30	Acquired	123060	Direct
2020-05-21	Common Stock	A	50000	$11.02	Acquired	173060	Direct
2020-05-21	Common Stock	A	20000	$11.02	Acquired	193060	Direct
2020-05-21	Common Stock	A	12500	$15.54	Acquired	205560	Direct
2020-05-21	Common Stock	A	13333	$16.50	Acquired	218893	Direct
2020-05-21	Common Stock	A	6292	$29.80	Acquired	225185	Direct
2020-05-21	Common Stock	A	8522	$35.98	Acquired	233707	Direct
2020-05-21	Common Stock	S	192522	$40.00	Disposed	41185	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-21	Common Stock Options	$5.34	M	20000	Disposed	2023-03-03	Common Stock (20000)	Direct
2020-05-21	Common Stock Options	$7.35	M	20000	Disposed	2025-04-06	Common Stock (20000)	Direct
2020-05-21	Common Stock Options	$7.52	M	20000	Disposed	2026-03-17	Common Stock (20000)	Direct
2020-05-21	Common Stock Options	$9.30	M	21875	Disposed	2027-03-20	Common Stock (21875)	Direct
2020-05-21	Common Stock Options	$11.02	M	50000	Disposed	2022-04-01	Common Stock (50000)	Direct
2020-05-21	Common Stock Options	$11.02	M	20000	Disposed	2022-04-01	Common Stock (20000)	Direct
2020-05-21	Common Stock Options	$15.54	M	12500	Disposed	2024-03-06	Common Stock (12500)	Direct
2020-05-21	Common Stock Options	$16.50	M	13333	Disposed	2028-03-14	Common Stock (13333)	Direct
2020-05-21	Common Stock Options	$29.80	M	6292	Disposed	2028-06-13	Common Stock (6292)	Direct
2020-05-21	Common Stock Options	$35.98	M	8522	Disposed	2029-03-13	Common Stock (8522)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.09 inclusive.