STAAR SURGICAL CO — Director's Dealing 2020

Jul 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-07-01

Reporting Person: BROADWOOD PARTNERS, L.P. (10% Owner)
Reporting Person: BRADSHER NEAL C (10% Owner)
Reporting Person: BROADWOOD CAPITAL INC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-01	Common Stock	J	4062	—	Disposed	10795348	Direct
2020-07-01	Common Stock	J	0	—	Disposed	10795348	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25900	Direct

Footnotes

F1: The shares were transferred to a limited partner in Broadwood Partners, L.P. No shares were sold by Broadwood Partners, L.P.

F2: The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: These securities are directly owned by Neal C. Bradsher.