STAAR SURGICAL CO — Director's Dealing 2020

Jun 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-06-15

Reporting Person: Blickensdoerfer Hans-Martin (Sr. VP, Comm. Ops, China)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-15	Common Stock	M	19215	$11.00	Acquired	147165	Direct
2020-06-15	Common Stock	M	20000	$5.34	Acquired	167165	Direct
2020-06-15	Common Stock	S	39215	$44.07	Disposed	127950	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-15	Common Stock Options	$11.00	M	19215	Disposed	2022-03-01	Common Stock (19215)	Direct
2020-06-15	Common Stock Options	$5.34	M	20000	Disposed	2023-03-03	Common Stock (20000)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.00 to $44.38, inclusive.

F2: The options vested in three equal installments on March 2, 2013, March 2, 2014, and March 2, 2015.

F3: The options vested in three equal installments on March 4, 2014, March 4, 2015, and March 4, 2016.