STAAR SURGICAL CO — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-09-09

Reporting Person: Moore John C (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-09	Common Stock	M	5000	$10.31	Acquired	7117	Direct
2020-11-09	Common Stock	M	10000	$15.73	Acquired	17117	Direct
2020-11-09	Common Stock	M	1206	$16.15	Acquired	18323	Direct
2020-11-09	Common Stock	D	16206	$81.03	Disposed	2117	Direct
2020-11-09	Common Stock	D	14254	$80.88	Disposed	11387	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-09	Common Stock Options	$10.31	M	5000	Disposed	2022-05-13	Common Stock (5000)	Direct
2020-11-09	Common Stock Options	$15.73	M	10000	Disposed	2024-06-08	Common Stock (10000)	Direct
2020-11-09	Common Stock Options	$16.15	M	1206	Disposed	2028-03-14	Common Stock (1206)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $82.16, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $81.79, inclusive.