STAAR SURGICAL CO — Director's Dealing 2020

Nov 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2020-11-19

Reporting Person: Blickensdoerfer Hans-Martin (Sr. VP, Comm. Ops, China)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-19	Common Stock	M	12156	$15.54	Acquired	140106	Direct
2020-11-19	Common Stock	M	12156	$82.02	Disposed	127950	Direct
2020-11-19	Common Stock	S	14007	$82.03	Disposed	113943	Direct
2020-11-20	Common Stock	S	2688	$83.02	Disposed	111255	Direct
2020-11-23	Common Stock	M	1900	$15.54	Acquired	113155	Direct
2020-11-23	Common Stock	S	1900	$83.02	Disposed	111255	Direct
2020-11-23	Common Stock	S	2874	$83.14	Disposed	108381	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-19	Common Stock Options	$15.54	M	12156	Disposed	2024-03-06	Common Stock (12156)	Direct
2020-11-23	Common Stock Options	$15.54	M	1900	Disposed	2024-03-06	Common Stock (1900)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.30, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.32, inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.11, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.55 to $83.40, inclusive.

F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.60 to $83.71, inclusive.