STAAR SURGICAL CO — Director's Dealing 2019

Dec 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2019-12-04

Reporting Person: Blickensdoerfer Hans-Martin (Sr. VP, Comm. Ops, China)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-04	Common Stock	M	25000	$5.68	Acquired	149200	Direct
2019-12-04	Common Stock	S	25000	$38.15	Disposed	124200	Direct
2019-12-04	Common Stock	M	20000	$5.49	Acquired	144200	Direct
2019-12-04	Common Stock	S	20000	$38.15	Disposed	124200	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-04	Common Stock Options	$5.68	M	25000	Disposed	2020-12-14	Common Stock (25000)	Direct
2019-12-04	Common Stock Options	$5.49	M	20000	Disposed	2021-03-14	Common Stock (20000)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.33, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 to $38.33, inclusive.

F3: The options vested in three equal installments on December 15, 2011, December 15, 2012, and December 15, 2013.

F4: The options vested in three equal installments on March 15, 2012, March 15, 2013, and March 15, 2014.