STAAR SURGICAL CO — Director's Dealing 2019

Dec 6, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2019-12-05

Reporting Person: Hayashida Jon K. (VP, Global Clinical, Medical)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-05	Common Stock	M	32335	$8.64	Acquired	53658	Direct
2019-12-05	Common Stock	S	32335	$37.15	Disposed	21323	Direct
2019-12-05	Common Stock	S	15073	$37.31	Disposed	6250	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-05	Common Stock Options	$8.64	M	32335	Disposed	2025-07-26	Common Stock Options (32335)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.33, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.55, inclusive.

F3: The options vested in three equal installments on July 27, 2016, July 27, 2017, and July 27, 2018.