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STAAR SURGICAL CO Director's Dealing 2018

May 7, 2018

31996_dirs_2018-05-07_da101340-bd50-4fef-8be2-2add8a60abda.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2018-05-03

Reporting Person: ANDREWS DEBORAH J (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-05-03 Common Stock M 13331 $2.91 Acquired 28998 Direct
2018-05-03 Common Stock S 13331 $17.60 Disposed 15667 Direct
2018-05-07 Common Stock M 25000 $5.68 Acquired 40667 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-05-03 Common Stock $2.91 M 13331 Disposed 2018-05-14 Common Stock (13331) Direct
2018-05-07 Common Stock $5.68 M 25000 Disposed 2020-12-14 Common Stock (25000) Direct

Footnotes

F1: These stock options became exercisable in three equal annual installments on May 15, 2009, May 15, 2010, and May 15, 2011.

F2: These stock options became exercisable in three equal annual installments on December 15, 2011, December 15, 2012, and December 15, 2013.