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STAAR SURGICAL CO — Director's Dealing 2018
May 7, 2018
31996_dirs_2018-05-07_da101340-bd50-4fef-8be2-2add8a60abda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2018-05-03
Reporting Person: ANDREWS DEBORAH J (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-03 | Common Stock | M | 13331 | $2.91 | Acquired | 28998 | Direct |
| 2018-05-03 | Common Stock | S | 13331 | $17.60 | Disposed | 15667 | Direct |
| 2018-05-07 | Common Stock | M | 25000 | $5.68 | Acquired | 40667 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-03 | Common Stock | $2.91 | M | 13331 | Disposed | 2018-05-14 | Common Stock (13331) | Direct |
| 2018-05-07 | Common Stock | $5.68 | M | 25000 | Disposed | 2020-12-14 | Common Stock (25000) | Direct |
Footnotes
F1: These stock options became exercisable in three equal annual installments on May 15, 2009, May 15, 2010, and May 15, 2011.
F2: These stock options became exercisable in three equal annual installments on December 15, 2011, December 15, 2012, and December 15, 2013.
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