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STAAR SURGICAL CO — Director's Dealing 2016
Apr 1, 2016
31996_dirs_2016-04-01_836ee3de-f742-4b53-94c1-2ce537d01bd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2016-03-18
Reporting Person: Gesten Samuel J (VP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-18 | Common Stock | A | 10000 | $0.00 | Acquired | 31356 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-18 | Common Stock Options | $7.52 | A | 20000 | Acquired | 2026-03-17 | Common Stock (20000) | Direct |
Footnotes
F1: Award of 10,000 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/18/17, 1/3 of the RSUs on 3/18/18, and the remaining 1/3 of the RSUs on 3/18/19.
F2: The options granted become exercisable as follows: 1/3 on 3/18/2017 and 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis.
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