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STAAR SURGICAL CO Director's Dealing 2016

Apr 1, 2016

31996_dirs_2016-04-01_836ee3de-f742-4b53-94c1-2ce537d01bd4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2016-03-18

Reporting Person: Gesten Samuel J (VP, General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-18 Common Stock A 10000 $0.00 Acquired 31356 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-18 Common Stock Options $7.52 A 20000 Acquired 2026-03-17 Common Stock (20000) Direct

Footnotes

F1: Award of 10,000 Restricted Stock Units of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/3 of the RSUs on 3/18/17, 1/3 of the RSUs on 3/18/18, and the remaining 1/3 of the RSUs on 3/18/19.

F2: The options granted become exercisable as follows: 1/3 on 3/18/2017 and 2/3 of such options shall become exercisable over the following 24 months in equal amounts on a monthly basis.