STAAR SURGICAL CO — Director's Dealing 2016

Dec 9, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2016-12-08

Reporting Person: Blickensdoerfer Hans-Martin (Sr. VP, EMEA, LA and China)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-08	Common Stock	M	20680	$5.39	Acquired	137380	Direct
2016-12-08	Common Stock	S	20680	$11.1021	Disposed	116700	Direct
2016-12-09	Common Stock	M	4320	$5.39	Acquired	121029	Direct
2016-12-09	Common Stock	S	4320	$11.3164	Disposed	116700	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-08	Common Stock Option	$5.39	M	20680	Disposed	2016-04-01	Common Stock (25000)	Direct
2016-12-09	Common Stock Option	$5.39	M	4320	Disposed	2016-04-01	Common Stock (4320)	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.10 to $11.15, inclusive.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.20 to $11.35, inclusive.

F3: The option vested in three equal installments on April 2, 2008, April 2, 2009, and April 2, 2010.