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STAAR SURGICAL CO — Director's Dealing 2015
Apr 11, 2015
31996_dirs_2015-04-10_6edcc6cc-0ecc-436d-9024-1acb390e6ab5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2015-04-07
Reporting Person: Francese James E (VP, Global Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-07 | Common Stock | A | 10000 | — | Acquired | 31960 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-07 | Common Stock Options | $7.35 | A | 25000 | Acquired | 2025-04-06 | Common Stock (25000) | Direct |
Footnotes
F1: Award of 10,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to 1/2 of the shares (5000 shares) on 4/7/17 and lapse as to the other 1/2 of the shares (5000 shares) on 4/7/18.
F2: The options become exercisable as follows: 8,333 shares on 4/7/16, 8,333 shares on 4/7/17 and 8,334 shares on 4/7/18.
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