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STAAR SURGICAL CO — Director's Dealing 2015
May 1, 2015
31996_dirs_2015-05-01_83139f6f-0078-473b-a60b-78f447e2aa35.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2015-04-29
Reporting Person: Blickensdoerfer Hans-Martin (President, Int'l Commercial Op)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 81700 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Options (right to buy) | $6.92 | 2016-02-09 | Common Stock (25000) | Direct | |
| Common Stock Options (right to buy) | $5.39 | 2017-04-01 | Common Stock (25000) | Direct | |
| Common Stock Options (right to buy) | $5.68 | 2020-12-14 | Common Stock (25000) | Direct | |
| Common Stock Options (right to buy) | $5.49 | 2021-03-14 | Common Stock (20000) | Direct | |
| Common Stock Options (right to buy) | $11.00 | 2022-03-01 | Common Stock (20000) | Direct | |
| Common Stock Options (right to buy) | $5.34 | 2023-03-03 | Common Stock (20000) | Direct | |
| Common Stock Options (right to buy) | $15.54 | 2024-03-06 | Common Stock (15000) | Direct | |
| Common Stock Options (right to buy) | $7.35 | 2025-04-06 | Common Stock (30000) | Direct |
Footnotes
F1: Includes 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse on March 4, 2016, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of crtain performance criteria. Also includes 7,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to half of the shares (3500 shares) on March 7, 2016 and half of the shares (3500 shares) on March 7, 2017. Also includes 15,000 Restricted Shares of Common Stock (RSU), subject to forfeiture rights, which lapse as to half of the shares (7500 shares) on April 7, 2017 and half of the shares (7500 shares) on April 7, 2018.
F2: The option becomes exercisable in three equal installments beginning February 10, 2007.
F3: The option becomes exercisable in three equal installments beginning April 2, 2008.
F4: The option becomes exercisable in three equal installments beginning December 15, 2011.
F5: The option becomes exercisable in three equal installments beginning March 15, 2012.
F6: The option becomes exercisable in three equal installments beginning March 2, 2013.
F7: The option becomes exercisable in three equal installments beginning March 4, 2014.
F8: The option becomes exercisable in three equal installments beginning March 7, 2015.
F9: The option becomes exercisable in three equal installments beginning April 7, 2016.