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STAAR SURGICAL CO — Director's Dealing 2014
Mar 12, 2014
31996_dirs_2014-03-11_c6049857-0181-4c43-8e22-1658333c0562.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2014-03-07
Reporting Person: Hughes Robin (Vice President, Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-07 | Common Stock | A | 7000 | — | Acquired | 55500 | Direct |
| 2014-03-07 | Common Stock | A | 7500 | — | Disposed | 62500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-07 | Common Stock Options | $15.54 | A | 15000 | Acquired | 2024-03-06 | Common Stock (15000) | Direct |
Footnotes
F1: Consists of 7,000 Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to half of the shares (3500 shares) on 3/7/16 and 1/2 of the shares (3500 shares) on 3/7/17.
F2: Includes 15,000 PARS.
F3: The options first become exercisable as follows: 5,000 shares on 3/7/15, 5,000 shares on 3/7/16 and 5,000 shares on 3/7/17.
F4: Consists of 7,500 performance-contingent restricted shares pursuant to the 2013 RSU Plan which vested on 3/7/14.
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