STAAR SURGICAL CO — Director's Dealing 2014

Mar 12, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2014-03-07

Reporting Person: Caldwell Barry G (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-03-07	Common Stock	A	17000	—	Acquired	283839	Direct
2014-03-07	Common Stock	A	30000	—	Acquired	313839	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-03-07	Common Stock Options	$15.54	A	36000	Acquired	2024-03-06	Common Stock (36000)	Direct

Footnotes

F1: Consists of 17,000 Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to 1/2 of the shares (8500 shares) on 3/7/16,and lapse as to the other 1/2 of the shares (8500 shares) on 3/7/17.

F2: Includes 30,000 PARS.

F3: The options first become exercisable as follows: 12,000 shares on 3/7/15, 12,000 shares on 3/7/16 and 12,000 shares on 3/7/17.

F4: Consists of 30,000 performance-contingent restricted shares pursuant to the 2013 RSU Plan which vested on 3/7/14.