STAAR SURGICAL CO — Director's Dealing 2014

Jun 12, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2014-06-09

Reporting Person: Caldwell Barry G (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-06-09	Common Stock	A	13000	—	Acquired	309839	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-06-09	Common Stock Options	$15.73	A	26500	Acquired	2023-03-04	Common Stock (26500)	Direct

Footnotes

F1: Consists of 13,000 Restricted Shares of Common Stock (RSUs), subject to forfeiture rights, which lapse as to half of the shares (6,500 shares) on 6/9/16 and lapse as to the other half of the shares on 6/9/17.

F2: Includes 43,000 shares that are restricted and subject to forfeiture pursuant to vesting conditions.

F3: The options first become exercisable as follows: 8,833 shares on 6/9/15, 8,833 shares on 6/9/16, and 8,834 shares on 6/9/17.