STAAR SURGICAL CO — Director's Dealing 2014

Nov 4, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2014-10-31

Reporting Person: BROADWOOD PARTNERS LP (10% Owner)
Reporting Person: BROADWOOD CAPITAL INC (10% Owner)
Reporting Person: BRADSHER NEAL C (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-10-31	Common Stock	P	83441	$9.3222	Acquired	6970536	Direct
2014-10-31	Common Stock	P	0	—	Acquired	6970536	Indirect
2014-11-03	Common Stock	P	122900	$9.2296	Acquired	7093436	Direct
2014-11-03	Common Stock	P	0	—	Acquired	7093436	Indirect
2014-11-04	Common Stock	P	54000	$8.9275	Acquired	7147436	Direct
2014-11-04	Common Stock	P	0	—	Acquired	7147436	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25900	Direct

Footnotes

F1: This constitutes the weighted average purchase price. The prices range from $8.91 to $9.49. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F2: This constitutes the weighted average purchase price. The prices range from $8.89 to $9.49. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F3: This constitutes the weighted average purchase price. The prices range from $8.88 to $8.95. The Reporting Person will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.

F4: These securities are owned by Broadwood Partners, L.P., which is a Reporting Person.

F5: The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F6: These securities are owned by Neal C. Bradsher, who is a Reporting Person.