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STAAR SURGICAL CO — Director's Dealing 2014
Nov 12, 2014
31996_dirs_2014-11-12_b9dd3760-3874-4aa1-8917-155fc89cec46.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2014-11-10
Reporting Person: BROADWOOD PARTNERS LP (10% Owner)
Reporting Person: BRADSHER NEAL C (10% Owner)
Reporting Person: BROADWOOD CAPITAL INC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-10 | Common Stock | P | 500 | $8.79 | Acquired | 7227936 | Direct |
| 2014-11-10 | Common Stock | P | 0 | — | Acquired | 7227936 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25900 | Direct |
Footnotes
F1: These securities are owned by Broadwood Partners, L.P., which is a Reporting Person.
F2: The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
F3: These securities are owned by Neal C. Bradsher, who is a Reporting Person.