STAAR SURGICAL CO — Director's Dealing 2013

Mar 7, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2013-03-04

Reporting Person: Caldwell Barry G (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-03-04	Common Stock	A	15000	—	Acquired	266839	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-03-04	Common Stock Options	$5.34	A	40000	Acquired	2023-03-04	Common Stock (40000)	Direct

Footnotes

F1: Consists of 15,000 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to all the PARS on 3/4/16, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.

F2: Includes 45,000 PARS.

F3: The options first become exercisable as follows: 13,333 shares on March 4, 2014, 13,333 shares on March 4, 2015 and 13,334 shares on March 4, 2016.