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STAAR SURGICAL CO — Director's Dealing 2013
Mar 7, 2013
31996_dirs_2013-03-06_7910a360-306a-4e0d-8cd9-50dcbae14286.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2013-03-04
Reporting Person: Gesten Samuel J (VP, General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-04 | Common Stock | A | 7500 | — | Acquired | 35000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-04 | Common Stock Options | $5.34 | A | 20000 | Acquired | 2023-03-04 | Common Stock (20000) | Direct |
Footnotes
F1: Consists of 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture rights, which lapse as to all the PARS on 3/4/16, but subject to accelerated lapse of the forfeiture rights as to 1/3 of the shares each year pursuant to achievement of certain performance criteria.
F2: Consists of 20,000 restricted shares of common stock vesting 1/3 on each anniversary of 4/2/2 and 15,000 PARS.
F3: The options first become exercisable as follows: 6,667 shares on 3/4/14, 6,666 shares on 3/4/15 and 6,666 shares on 3/4/16.