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STAAR SURGICAL CO — Director's Dealing 2013
Aug 20, 2013
31996_dirs_2013-08-19_4a63555b-c37d-4601-b38b-6a55acde0b02.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2013-08-08
Reporting Person: ANDREWS DEBORAH J (Vice President, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-08 | Common Stock | S | 5836 | $11.6286 | Disposed | 36400 | Direct |
| 2013-08-09 | Common Stock | S | 2443 | $11.60 | Disposed | 36400 | Direct |
| 2013-08-12 | Common Stock | S | 800 | $11.6575 | Disposed | 36400 | Direct |
| 2013-08-08 | Common Stock | M | 5836 | $7.86 | Acquired | 42236 | Direct |
| 2013-08-09 | Common Stock | M | 2443 | $7.86 | Acquired | 38843 | Direct |
| 2013-08-12 | Common Stock | M | 800 | $3.95 | Acquired | 37200 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-08 | Common Stock Option | $7.86 | M | 5836 | Disposed | 2014-02-26 | Common Stock (5836) | Direct |
| 2013-08-09 | Common Stock Option | $7.86 | M | 2443 | Disposed | 2014-02-26 | Common Stock (2443) | Direct |
| 2013-08-12 | Common Stock Option | $3.95 | M | 800 | Disposed | 2015-04-06 | Common Stock (800) | Direct |
Footnotes
F1: Includes 22,500 PARS.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.60 to $11.70, inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.65 to $11.67, inclusive.
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