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STAAR SURGICAL CO — Director's Dealing 2013
Sep 4, 2013
31996_dirs_2013-09-04_3b154505-88cf-4329-846d-70e65d28a03a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2013-09-03
Reporting Person: ANDREWS DEBORAH J (Vice President, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-03 | Common Stock | M | 39700 | $4.71 | Acquired | 76100 | Direct |
| 2013-09-03 | Common Stock | S | 39700 | $12.9537 | Disposed | 36400 | Direct |
| 2013-09-04 | Common Stock | M | 10300 | $4.71 | Acquired | 46700 | Direct |
| 2013-09-04 | Common Stock | S | 10300 | $12.5768 | Disposed | 36400 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-03 | Common Stock Options | $4.71 | M | 39700 | Disposed | 2015-08-21 | Common Stock (39700) | Direct |
| 2013-09-04 | Common Stock Options | $4.71 | M | 10300 | Disposed | 2015-08-21 | Common Stock (10300) | Direct |
Footnotes
F1: Includes 22,500 PARS.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.77 to $13.01.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.64.
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