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STAAR SURGICAL CO — Director's Dealing 2012
Jun 7, 2012
31996_dirs_2012-06-07_7a837741-3788-43e9-9be9-2d7a67b87fd8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2012-06-05
Reporting Person: Felberg Craig (VP, R&D and Clinical Affairs)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-05 | Common Stock | S | 15000 | $8.25 | Disposed | 8700 | Direct |
Footnotes
F1: Following the reported transaction, Mr. Felberg's total beneficial ownership (as defined in rule 13d-3 Under the Exchange Act) is 85,365 shares, which includes 76,665 shares subject to options that have vested or will vest within 60 days of this report and 7,500 Performance Accelerated Restricted Shares of Common Stock (PARS), subject to forfeiture and vesting in a single installment on March 15, 2014, but subject to accelerated vesting as to 1/3 of the shares each year pursuant to achievement of certain performance criteria. As of the completion of the reported transactions Mr. Felberg also held 33,335 unvested options.