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STAAR SURGICAL CO — Director's Dealing 2012
Dec 11, 2012
31996_dirs_2012-12-11_5bf3b506-1625-475d-8fa6-a2bc6d26a24c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2012-12-07
Reporting Person: ANDREWS DEBORAH J (VP & Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-07 | Common Stock | M | 3000 | $3.60 | Acquired | 33900 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-07 | Common Stock Options | $3.60 | M | 3000 | Disposed | 2013-02-13 | Common Stock (3000) | Direct |
Footnotes
F1: Includes 7,500 PARS subject to forfeiture and vesting on March 15, 2014 and 7,500 PARS subject to forfeiture and vesting on March 2, 2015.
F2: Following the option exercise by purchase and hold transactions reported on this Form 4, Ms. Andrews' total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 255,000 shares of Common Stock, which includes 213,332 stock options that are vested or will vest within 60 days and 15,000 PARS. She also holds 41,668 unvested stock options.
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