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STAAR SURGICAL CO Director's Dealing 2012

Dec 11, 2012

31996_dirs_2012-12-11_5bf3b506-1625-475d-8fa6-a2bc6d26a24c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2012-12-07

Reporting Person: ANDREWS DEBORAH J (VP & Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-12-07 Common Stock M 3000 $3.60 Acquired 33900 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2012-12-07 Common Stock Options $3.60 M 3000 Disposed 2013-02-13 Common Stock (3000) Direct

Footnotes

F1: Includes 7,500 PARS subject to forfeiture and vesting on March 15, 2014 and 7,500 PARS subject to forfeiture and vesting on March 2, 2015.

F2: Following the option exercise by purchase and hold transactions reported on this Form 4, Ms. Andrews' total beneficial ownership (as defined in Rule 13d-3 under the Exchange Act) is 255,000 shares of Common Stock, which includes 213,332 stock options that are vested or will vest within 60 days and 15,000 PARS. She also holds 41,668 unvested stock options.