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STAAR SURGICAL CO — Director's Dealing 2010
Dec 13, 2010
31996_dirs_2010-12-13_10273445-53c9-4a36-ba93-8bcf0121d0c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: STAAR SURGICAL CO (STAA)
CIK: 0000718937
Period of Report: 2010-12-06
Reporting Person: Kamijo Isamu (President, STAAR Japan Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-06 | Common Stock | M | 16666 | $2.21 | Acquired | 40000 | Direct |
| 2010-12-06 | Common Stock | S | 16666 | $5.52 | Disposed | 23334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-12-06 | Common Stock Options | $2.21 | M | 16666 | Disposed | 2018-01-07 | Common Stock (16666) | Direct |
Footnotes
F1: Includes options to purchase 8,334 shares of common stock exercisable on or before February 6, 2011 and 5,000 shares of restricted stock subject to forfeiture prior to vesting on March 5, 2011.
F2: The options vest(ed) as follows: 8,333 shares on 1/8/2009, 8,333 shares on 1/8/2010 and 8,334 shares on 1/8/2011.
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