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St. James's Place PLC — Major Shareholding Notification 2016
May 9, 2016
5242_mrq_2016-05-09_c711be80-b450-45d5-9650-1d745c443dbd.html
Major Shareholding Notification
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| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
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| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
BlackRock, Inc. | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
5 May, 2016 | ||||
| 6. Date on which issuer notified: | 6 May, 2016 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Total holding for BlackRock, Inc. has gone above 5% |
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
|||||||||||||
| Direct | Direct xi | Indirect xii | Direct | ||||||||||||
| GB0007669376 | Below 5% | Below 5% | N/A | ||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
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| Securities Lending | |||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
||||||||||||
| CFD | |||||||||||||||
| 0.03% | 0.03% | ||||||||||||||
| Total (A+B+C) | |||||||||||||||
| Number of voting rights | |||||||||||||||
| 26,398,346 |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| See Annex | |||
| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will cease to hold: |
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| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | BlackRock Regulatory Threshold Reporting Team Notification made using issued share capital figure of 526,574,219 |
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| 14. Contact name: | Gareth Slade Kay Fraser |
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| 15. Contact telephone number: | 020 7743 3650 01285 878762 |
| Name | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | ||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock Holdco 4, LLC | |||||||
| BlackRock Holdco 6, LLC | |||||||
| BlackRock Delaware Holdings Inc. | |||||||
| BlackRock Fund Advisors | |||||||
| BlackRock Institutional Trust Company, National Association | |||||||
| BlackRock, Inc. | |||||||
| Trident Merger, LLC | |||||||
| BlackRock Investment Management, LLC | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||||||
| BlackRock Asia-Pac Holdco, LLC | |||||||
| BlackRock HK Holdco Limited | |||||||
| BlackRock Cayco Limited | |||||||
| BlackRock Trident Holding Company Limited | |||||||
| BlackRock Japan Holdings GK | |||||||
| BlackRock Japan Co., Ltd. | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock Group Limited | |||||||
| BlackRock International Limited | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock Group Limited | |||||||
| BlackRock Investment Management (UK) Limited | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock Group Limited | |||||||
| BlackRock Advisors (UK) Limited | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock Holdco 3, LLC | |||||||
| BlackRock Canada Holdings LP | |||||||
| BlackRock Canada Holdings ULC | |||||||
| BlackRock Asset Management Canada Limited | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock Holdco 4, LLC | |||||||
| BlackRock Holdco 6, LLC | |||||||
| BlackRock Delaware Holdings Inc. | |||||||
| BlackRock Fund Advisors | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock Australia Holdco Pty. Ltd. | |||||||
| BlackRock Investment Management (Australia) Limited | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock (Singapore) Holdco Pte. Ltd. | |||||||
| BlackRock Asia-Pac Holdco, LLC | |||||||
| BlackRock HK Holdco Limited | |||||||
| BlackRock Asset Management North Asia Limited | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock Capital Holdings, Inc. | |||||||
| BlackRock Advisors, LLC | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock Group Limited | |||||||
| BlackRock Investment Management (UK) Limited | |||||||
| BlackRock Asset Management Deutschland AG | |||||||
| BlackRock, Inc. | |||||||
| BlackRock Holdco 2, Inc. | |||||||
| BlackRock Financial Management, Inc. | |||||||
| BlackRock International Holdings, Inc. | |||||||
| BR Jersey International Holdings L.P. | |||||||
| BlackRock Group Limited | |||||||
| BlackRock (Netherlands) B.V. |
View source version on businesswire.com: http://www.businesswire.com/news/home/20160509005976/en/
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