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St. James's Place PLC — Major Shareholding Notification 2015
Oct 29, 2015
5242_mrq_2015-10-29_4f9ea056-50c1-4921-8b75-78dae91f03e6.html
Major Shareholding Notification
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| For filings with the FCA include the annex | |
| For filings with issuer exclude the annex |
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
|||||
| 2. Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: |
Legal & General Group Plc (L&G) | ||||
| 4. Full name of shareholder(s) (if different from 3.): |
N/A | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
27 October 2015 | ||||
| 6. Date on which issuer notified: | 28 October 2015 | ||||
| 7. Threshold(s) that is/are crossed or reached: |
L&G (Above 3%) |
| 8. Notified details: | |||||||||||||
| A: Voting rights attached to shares | |||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
|||||||||||
| Direct | Indirect | ||||||||||||
| ORD GBP 0.15 |
Below 3% (as on 11/08/2015) |
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| B: Qualifying Financial Instruments | |||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
|||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | |||||||||||
| Total (A+B+C) | |||||||||||||
| Number of voting rights | |||||||||||||
| 15,782,606 |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
|||
| Legal & General Group Plc (Direct and Indirect) (Group) - Below 5% Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) - Below 5% Legal & General Investment Management Limited (Indirect) (LGIM) – Below 5% Legal & General Group Plc (Direct) (L&G) ( 15,782,606 = LGAS, LGPL & PMC) – 3.01% Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) Legal & General Insurance Holdings Limited (Direct) (LGIH) Legal & General Assurance (Pensions Management) Limited (PMC) Legal & General Assurance Society Limited (LGAS & LGPL) Legal & General Pensions Limited (Direct) (LGPL) |
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| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will cease to hold: |
|||
| 12. Date on which proxy holder will cease to hold voting rights: |
|||
| 13. Additional information: | Notification using the total voting rights figure of 523,798,624 | ||
| 14. Contact name: | Amy Williams (LGIM) Kay Fraser (St. James’s Place plc) |
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| 15. Contact telephone number: | 029 2035 4097 (01285 878762) |
View source version on businesswire.com: http://www.businesswire.com/news/home/20151029005892/en/
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