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St. James's Place PLC — Major Shareholding Notification 2015
Sep 15, 2015
5242_mrq_2015-09-15_bc64ca3d-5850-4acc-b648-4ccaaf28b7e4.html
Major Shareholding Notification
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| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
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| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Prudential plc group of companies | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
11 September 2015 | ||||
| 6. Date on which issuer notified: | 14 September 2015 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 3% See item 13 |
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
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| Direct | Direct xi | Indirect xii | Direct | ||||||||||||
| GB0007669376 | 16,049,097 | 16,049,097 | Below 3% | ||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
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| Total (A+B+C) | |||||||||||||||
| Number of voting rights | |||||||||||||||
| Below 3% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will cease to hold: |
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| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | As per 5.1.2, the non-exempt holdings for Prudential plc have moved below a 3% threshold triggering this notification, therefore we now no longer hold a notifiable interest. Issued share capital figure used was 15,626,671. |
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| 14. Contact name: | Ravi Patel / James Todd M&G Investment Management Limited Kay Fraser St. James’s Place plc |
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| 15. Contact telephone number: | 020 7004 4177 / 020 7548 2293 01285 878762 |
View source version on businesswire.com: http://www.businesswire.com/news/home/20150915006385/en/
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